| Progressive_Image Customer service skills, coaching and executive training. Includes testimonials and events. |
| B&R_Securities_Ltd_ Offering stock, futures trading and advisory services. Calgary, Alberta, Canada. |
| Rapid_Results Offers training covering customer service, sales, leadership, telephone skills. |
| DirectAccessTrader_com Professional access to the market for active traders and investors. International firm with offices in the U.S. and Europe. |
| Service_Quality_Institute Description of services and seminars offered, online store, discussion forums, articles and tips, news and press releases, and free newsletter. |
| Donaldson_and_Co__Inc_ Directed brokerage specialists, a soft dollar and commission recapture broker dealer. |
| 1stCo_Business_Development Custom training solutions in customer service. |
| Finance_500,_Inc_ A registered broker dealer that provides investment products and financial services. |
| Alliance_Consulting_China_Ltd Offers investing consultation and evaluation services. |
| First_Pacific Australian stock and futures market news and commentary, commodities and currency. |
| Sterling_Consulting_Group,_Inc_ Provides customer service training that focuses on quality service and customer service, helping organizations become more customer-focused. |
| Amerigo_Corporate_Finance_Partners,_LLC Offers business valuation and funding solutions. Also provides assistance in Initial Public Offering (IPO), re-capitalization, merger and acquisition. |
| Great_Eastern_Securities_Inc_ Day trading stocks and options for traders and investors. |
| APEX_Financial_Solutions Offers investment, insurance, estate and tax planning services. |
| Guy_Butler Brokerage concentrating on researching and selling high yield illiquid bonds, equities and distressed bank debt. |
| SunShower_Learning Video-based training program to inspire positive attitudes in front-line customer service employees. |
| Blue_Collar_Dollar Common sense approach to money, a healthy debt free lifestyle, and a financially stable retirement. |
| Telephone_Doctor Products and services designed to improve the way organizations communicate with customers. Offerings include videos, workshops and web-based training. |
| Delta_Pearl_Ltd_ Specializes in international direct investments. Prepares reviews and guides. Features articles, company's principals, and contact details. |
| Telephone_Doctor Customer service and telephone skills training company. |
| Halcyon_Advisors Investments, corporate finance and strategy consulting in the Russian electricity sector. |
| JCV_Investment_Systems International provider of Triarch and Effix product training and trading room consultancy. |
| Thank_You_Very_Much,_Inc_ Offers customer service training that focuses on the experience of the front line service provider. Delivered in live as well as multi-media formats. |
| Oakvale_Capital_Limited Specialist risk management advice in the areas of commodities, interest rates, foreign exchange and energy. |
| Tooty_Inc_ Customer service and sales strategy evaluating, developing, training and monitoring. |
| Richard_Davies_Investor_Relations_Limited A UK-based investor relations consultancy specialising in shareholder identification, market perception studies and specialist financial research for the capital markets. |
| Total_Performance_Limited Offers customer service and sales training for retail businesses and direct sales forces. Free monthly newsletter, public seminars and list of events. |
| Vital_Signs_Training Skill workshop programs provided by a performance improvement specialist. Topics include communication skills and customer service. |
| Stag_Financial_Group,_Inc_ Specializing in taking private companies public, raising capital, SEC (Edgar) filings, and structuring mergers & acquisitions. |
| The_WOW_Class Client service training programs. |
| ICAP Specialist intermediary broker service to commercial banks, investment banks and other liquidity providers in the wholesale financial markets. |
| WOW!_Performance_Coaching,_Inc_ Offer management consulting, performance coaching and culture change initiatives emphasizing customer loyalty, utilizing the Trapeze buddy, Plus 10% and I Got WOW!ed models. |
| Interactive_Brokers_Group Offering direct access trading to world futures, options and stock exchanges. |
| International_Assets_Advisory_LLC_ Brokerage firm specializing in global investing on behalf of its clients. |
| Investors_Capital_Corporation A securities firm comprised of registered financial professionals throughout the United States. |
| Ivy_Securities,_Inc_ A minority-owned brokerage firm that provides full-service sales and trading for institutional investors. |
| Jitney_Group A brokerage house specializing in professional trading. |
| Leader_Capital_Corp_ Investment advisory and portfolio management by money manager for hedging strategies. |
| BDC_Investor Discussion community and investor resource, focusing on business development companies (BDCs). |
| Magna_Securities_Corporation Caters to international institutional investors. Specializing in commission recapture, soft dollar and transition management programs. |
Search this site:
Searching the FSA Handbook
About
the FSA
Doing business
with the FSA
FSA
Library
FSA
Handbook
FSA
Register
Consumer
Information
News
FSA fines mortgage firm £63,000 for serious regulatory failures
The FSA bans three directors for misusing client money
FSA consults on Payment Services Directive Handbook changes
Latest Publications
Speech: Financial crime and market stability
After dinner remarks at Cambridge Symposium on economic crime
Consultation: Implementation of the Payment Services Directive - changes to the FSA Handbook
Final notice: Ali Baig trading as Ali & Sons Mortgage Management and Estates [PDF]
Handbook Development (Issue 102) [ PDF ]
Mortgage fraud: Information on our approach to tackling mortgage fraud.
Motor roadshow - 2 Oct: This event looks at the issues of FSA compliance that motor retailers want to know more about.
Asset Management Conference: The conference takes place on Wed 17 Sept and will consider the major issues affecting the sector.
_uacct = "UA-815273-1";
_udn = "fsa.gov.uk";
urchinTracker();
Legal information |
Freedom of information |
Privacy policy |
Data protection |
Contact us
© Financial Services Authority |
Page last updated
04/09/08
